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Regulators by country
Broker Regulators in
Asia
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Japanese Financial Services Agency - JFSA JapanBrokers 1
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Financial Supervisory Commission of Taiwan - FSC TaiwanBrokers 0 -
Dubai Multi Commodities Centre - DMCC United Arab EmiratesBrokers 0 -
Turkish Capital Markets Board - SPK TurkeyBrokers 0 -
Monetary Authority of Singapore - MAS SingaporeBrokers 1
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Saudi Arabian Financial Market Authority - CMA Saudi ArabiaBrokers 0 -
Central Bank of Qatar - QCB QatarBrokers 0 -
Kuwait Chamber of Commerce - KCCI KuwaitBrokers 0 -
Jordanian Securities Commission - JSC JordanBrokers 1
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Japan Securities Dealers Association - JSDA JapanBrokers 0
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Israel Securities Commission - ISA IsraelBrokers 0 -
Indonesian Futures Supervision Agency - BAPPEBTI IndonesiaBrokers 0 -
Securities and Exchange Board of India - SEBI IndiaBrokers 1
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Hong Kong Financial Commission - FA Hong Kong SAR ChinaBrokers 1
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Securities and Futures Commission - SFC Hong Kong SAR ChinaBrokers 0
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Cyprus Securities and Investments Commission - CySEC CyprusBrokers 19
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Cyprus Financial Services Association - CISFA CyprusBrokers 0 -
China Securities Regulatory Commission - CSRC ChinaBrokers 0 -
Central Bank of Bahrain - CBB BahrainBrokers 0
Broker Regulators in
America
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The Cayman Islands Monetary advisory - CIMA Cayman IslandsBrokers 1
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Canadian Investment Regulatory Organization - CIRO CanadaBrokers 1
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Bank of Jamaica - BOJ JamaicaBrokers 0 -
US Securities Investor Protection Corporation - SIPC United StatesBrokers 0 -
US Securities and Exchange Commission - SEC United StatesBrokers 1
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US National Futures Association - NFA United StatesBrokers 3
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US Financial Services Regulatory Service - FINRA United StatesBrokers 0
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US Commodity Futures Trading Comission - CFTC United StatesBrokers 3
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Financial Regulatory Authority of Saint Vincent - FSA St. Vincent & GrenadinesBrokers 6
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National Commission for the Control of the Securities Market of Panama - SMV PanamaBrokers 0 -
National Commission for Banking and Financial Markets of Mexico - CNBV MexicoBrokers 0 -
Investment Regulatory Authority of Canada - IIROC CanadaBrokers 0
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Financial Services Commission of British Virgin Islands - FSC British Virgin IslandsBrokers 2
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Brazilian Securities Commission - CVM BrazilBrokers 1
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Belize International Financial Services Commission - FSC BelizeBrokers 4
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National Committee for the Stock Market of Argentina - CNV ArgentinaBrokers 0
Broker Regulators in
Africa
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Financial Sector Conduct Authority - FSCA South AfricaBrokers 1
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Mauritius Financial Intelligence Unit - FIU MauritiusBrokers 4
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Seychelles Financial Regulatory Authority - SIBA SeychellesBrokers 4
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Financial Markets Authority of Morocco - AMMC MoroccoBrokers 0 -
Egyptian Financial Market Authority - EFSA EgyptBrokers 1
Broker Regulators in
Europe
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Swedish Financial Supervisory Authority - SFSA SwedenBrokers 0 -
Romanian Ministry of Public Finance - MPF RomaniaBrokers 0 -
National Bank of Romania - BNR RomaniaBrokers 0
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Finnish Financial Supervisory Authority - Fin-FSA FinlandBrokers 0 -
Estonian Financial Intelligence Unit - FIU EstoniaBrokers 0 -
UK Financial Conduct Authority - FCA United KingdomBrokers 14
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UK Financial Services Compensation Scheme - FSCS United KingdomBrokers 0
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State Commission for Securities and Stock Market of Ukraine - NSSMC UkraineBrokers 0 -
Ukrainian Center for the Development of Financial Instruments and Technologies - UCRFIN UkraineBrokers 0
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Swiss Financial Market Supervisory - FINMA SwitzerlandBrokers 2
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Spanish Securities Market Commission - CNMV SpainBrokers 4
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National Bank of Slovakia - NBS SlovakiaBrokers 0 -
Financial Markets Service of the Bank of Russia - CBR RussiaBrokers 1
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Association of Russian Banks - ARB RussiaBrokers 0
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Russia's Association of Forex Dealers - AFD RussiaBrokers 1
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Russian Commission For Regulation Of Relations Of Financial Market Participants - KROUFR RussiaBrokers 1
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Russian National Association of Forex Dealers - NAFD RussiaBrokers 1
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Portuguese Securities Market Commission - CMVM PortugalBrokers 0 -
Polish Financial Supervision Commission - PFSA PolandBrokers 0 -
Financial Markets Authority of the Netherlands - AFM NetherlandsBrokers 1
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Malta Financial Markets Commission - MFSA MaltaBrokers 0 -
Lithuanian Securities Commission - LSC LithuaniaBrokers 0 -
Commission for Financial and Capital Markets of Latvia - FKTK LatviaBrokers 0 -
Italian National Commission for Joint Stock Companies and Exchanges - CONSOB ItalyBrokers 2
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Central Bank of Ireland - CBI IrelandBrokers 0 -
Hungarian Financial Supervisory Authority - MNB HungaryBrokers 0 -
Hellenic Capital Market Commission - HCMC GreeceBrokers 0 -
German Federal Financial Supervisory Authority - BaFIN GermanyBrokers 2
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French Central Bank - BDF FranceBrokers 0 -
Autorité des Marchés Financiers - AMF FranceBrokers 1
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Committee for the Control of Credit and Investments of Enterprises of France - ACRP FranceBrokers 1
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Danish Financial Market Authority - DFSA DenmarkBrokers 1
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National Bank of the Czech Republic - CNB CzechiaBrokers 0 -
National Bank of Bulgaria - BNB BulgariaBrokers 0 -
Belgian Financial Services and Markets Authority - FSMA BelgiumBrokers 1
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National Bank of the Republic of Belarus - NB RB BelarusBrokers 0 -
Austrian Financial Market Authority - FMA AustriaBrokers 0
Broker Regulators in
Oceania
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Vanuatu Financial Services Commission - VFSC VanuatuBrokers 4
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New Zealand Financial Services Providers Register - FSP New ZealandBrokers 1
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New Zealand Financial Dispute Distribution - FDR New ZealandBrokers 0 -
New Zealand Financial Services Complaints Ltd - FSCL New ZealandBrokers 0
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Australian Securities and Investments Commission - ASIC AustraliaBrokers 16
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