Risk Warning: Your capital is at risk. Statistically, 74-89% of customers lose their investment. Invest in capital that is willing to expose such risks.
Canadian Investment Regulatory Organization – CIRO
1
Brokers
CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces.
CIRO is carrying on the regulatory functions of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada, and is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments.
Other Broker Regulators
-
Japanese Financial Services Agency - JFSA JapanBrokers 1 -
The Cayman Islands Monetary advisory - CIMA Cayman IslandsBrokers 1 -
Financial Sector Conduct Authority - FSCA South AfricaBrokers 1 -
Financial Supervisory Commission of Taiwan - FSC TaiwanBrokers 0 -
Swedish Financial Supervisory Authority - SFSA SwedenBrokers 0 -
Romanian Ministry of Public Finance - MPF RomaniaBrokers 0 -
National Bank of Romania - BNR RomaniaBrokers 0
-
Mauritius Financial Intelligence Unit - FIU MauritiusBrokers 4